Change to Time Limit Under NY Securities Law

A ruling on June 12th by New York’s highest court limited to three years the time in which the state attorney general’s office can bring securities fraud claims under the Martin Act (a state law that bans a broad sweep of "fraudulent practices" in the financial...

DE Annual Reports

Keeping up with state annual report compliance is the obligation of every successful business. As your partner in compliance, we can assist you with this time-intensive and detail-oriented task. For Delaware corporations, annual report and franchise tax payments  are...

OTC Markets Group New Stock Promotion Policy

In a bulletin dated November 7th, 2017, OTC Markets Group announced a new stock promotion policy. The goal of the new policy implementation is to improve overall market transparency for investors while addressing the problems associated with a fraudulent stock...

Recent Trends in Venture-Backed IPOs

Based on recent reports, only 42 venture-backed companies went public in the United States in 2016 – including eight incorporated outside the United States – making it the most challenging year by number of IPOs and by aggregate offering amount raised since the 2009...